|
Term |
Definition |
Related Terms |
|
Activation Phase |
Initial actions taken upon system disruption or detection of imminent emergency. This phase includes activities to notify recovery personnel, assess system damage, and implement the plan. |
Emergency Response, Notification |
|
Activity Log |
A record of activities and data information maintained during an emergency. |
|
|
Alert |
Notification that a potential emergency or crisis exists or has occurred; direction for recipient to stand by for possible activation of crisis management and to ensure emergency preparedness procedures are in place. |
Notification |
|
Alternate Site / Alternate Backup Site |
An alternate location, such as an IT or computer center, that becomes operational should a primary facility become inaccessible due to a disaster. |
Cold Site, Deployment/ Relocation Site, Recovery Site |
|
Backups |
Duplication or replication of systems, applications, programs, and/or production files for storage both on and/or offsite. Data backups are vital in the restoring of corrupted or lost data, or to recover entire systems and databases in the event of a disaster. |
File Shadowing |
|
Backup Generator |
An independent source of power, usually fueled by diesel or natural gas. |
|
|
Business Continuity |
The process on sustaining an organization’s business functions during and after a disruption. See: Business Continuity Plan |
|
|
Business Continuity Management
|
Strategic and operational framework in which appropriate redesign is required in the way an organization provides its products and services while increasing its resilience to disruption, interruption or loss. |
|
|
Business Continuity Plan (BCP) |
The documentation of a predetermined set of instructions or procedures that describe how an organization’s business functions will be sustained during and after a significant event or disruption. A disaster recovery plan, business resumption plan, and occupant emergency plan may be appended to the BCP. Responsibilities and priorities set in the BCP should be coordinated with those in the Continuity of Operations Plan (COOP) to eliminate possible conflicts. See also Continuity of Operations. |
Contingency Plan, Disaster Recovery Plan |
|
Business Impact Analysis (BIA) |
An analysis of all critical business functions and processes and the measured impact that a disaster would have on an organization. The BIA should quantify the total loss impact by establishing the costs (lost daily revenue) multiplied by the number of days of interruption to business. |
|
Business Recovery |
Process of returning/restoring an entity to an acceptable operational condition in order to resume business processes. |
Business Resumption, Business Continuity, Reconstitution |
|
Business Recovery Team |
See: Business Resumption Team |
|
|
Business Resumption (BR) |
The process of resuming an organization’s critical business processes and functions to an acceptable level of operations as defined by the organization or agency. Developing advance business resumption plans and procedures addresses all activities within the lifecycle of an event to the return to normal business operations. See Business Resumption Plan |
Business Recovery, Business Continuity, Disaster Recovery Planning, Data Recovery, Restoration |
|
Business Resumption Plan (BRP)
|
The documentation
of a predetermined set of instructions or procedures that describe how
business processes will be restored after a significant disruption has
occurred.
|
Business Resumption,
Business Continuity Plan, Disaster Recovery Plan |
|
Business Resumption Team (BRT) |
A team of subject
matter experts who will support in activities of resuming critical business
processes and functions after a disruption. The Business Resumption
Team will integrate and collaborate with the IT Disaster Recovery Team
to provide integrated business continuity support. |
Disaster Recovery
Team |
|
Call Plan/Call Roster |
A plan containing
personal contact information and procedures for contacting everyone
on a list to assess accountability and life/safety of all personnel.
Activated upon implementation of a COOP or emergency. |
Call Tree |
|
Call Tree |
A common notification
method that involves assigning notification duties to specific individuals,
who in turn are responsible for notifying other recovery personnel.
The call tree should account for primary and alternate contact methods
and should discuss procedures to be followed if an individual cannot
be contacted. |
|
|
Certified Business Continuity Practitioner
(CBCP) |
A certified practitioner
having subject matter expertise in the business continuity field. The
Disaster Recovery International Institute (DRII) is the sole grantor
for these certifications, including the MBCP (Master Business Continuity
Practitioner) and ABCP (Associate Business Continuity Planner). |
DRII Certified
Practitioner |
|
Checklist |
A checklist is a list
of items of activities and/or items contained in a plan that one must
execute in event of an emergency. |
|
|
Cold Site |
A backup facility
that has the necessary electrical and physical components of a computer
facility, but does not have the computer equipment in place. The site
is ready to receive the necessary replacement computer equipment in
the event that the user has to move from their main computing location
to an alternate site. |
Backup Site, Recovery
Site, Alternate Site |
|
Consortium Agreement |
An agreement made
by a group of organizations to share processing facilities and/or office
facilities if any one member suffers severe impact from a disaster and
cannot operate self-sufficiently. |
Reciprocal Agreement,
Memorandum of Understanding |
|
Contingency Planning |
Management policy,
plans, and procedures designed to maintain or restore business operations,
including computer operations, possibly at an alternate location, in
the event of an emergency, system failure, or disaster. A contingency
plan may contain any number of resources including workaround procedures,
an alternate site, a reciprocal agreement, or replacement resources. |
Continuity of Operations
Plan, Business Continuity Plan |
|
Continuity Of Government (COG) |
All measures designed
or taken to ensure the uninterrupted execution of specific executive,
legislative, and judicial functions of government in the event of an
enemy attack on the Continental United States (CONUS). |
|
|
Continuity Of Government Condition (<b style="color:black;background-color:#ffff66">COGCON)
System</b> |
A rating system specifically
designed to relate COOP actions to threat and alert posture. The new
system, COOP COGCON, shows actions designated by ratings of 1 through
4, with 1 being the highest, that should be accomplished when the government’s
“level of concern” changes from a range of Guarded (i.e., COGCON
4) to High (COGCON 1). |
Homeland Security
Advisory System |
|
Continuity Of Operations (COOP) Plan
|
A COOP Plan identifies
essential functions, specifies succession to office and emergency delegation
of authority, provides for the safekeeping of vital records and databases,
identifies alternate operating facilities, provides for interoperable
communications and describes the test, training, and exercise program. |
Contingency Plan |
|
Continuity of Support Plan
|
The documentation
of a predetermined set of instructions or procedures mandated by Office
of Management and Budget (OMB) A-130 that describe how to sustain major
applications and general support systems in the event of a significant
disruption. |
|
|
Consolidated Crisis Management
|
The overall coordination
or management approach of an organization's response to a crisis in
an effective, timely manner, with the goal of avoiding or minimizing
damage to the organization's profitability, reputation, or ability to
operate. Elements include situation awareness, business intelligence,
decision support, and incident management. |
|
|
Crisis |
A critical event(s),
which if handled ineffectively, can dramatically impact an organization's
profitability, reputation, or ability to operate. |
Disaster, Event,
Emergency, Disruption |
|
Crisis Management |
The coordination of
efforts to control a crisis event consistent with strategic goals of
the organization. Crisis management responsibilities extend to
pre-event prevention and preparedness, and post-event restoration and
transition. |
Incident Management |
|
Crisis Management Plan (CMP) |
A plan designating
varied responsibilities to the ICS teams, providing guidance on authorities,
communication strategies, building evacuation procedures, call plan,
shelter in place procedures, and other relative information to provide
support to personnel on life/safety issues during a disruptive event. |
Incident Management
Plan |
|
Crisis Communication |
All means of communication,
both internal and external to an organization, designed and delivered
to support the Crisis Management function. |
|
|
Crisis Communication Plan |
Typically addresses
internal communication flows to personnel and management and external
communication with the public. The most effective way to provide helpful
information and to reduce rumors is to communicate clearly and often.
The plan should also prepare the organization for the possibility that
during a significant disaster the organization may be a communication-forwarding
point between personnel, civil and federal authorities, and affected
families and friends. |
|
|
Critical Business Process (CBP) |
Business activities
or process information that cannot be interrupted or unavailable a predetermined
amount of time without significant negative impact to an organization’s
ability to continue operations. |
Essential Functions |
|
Critical Infrastructure |
Basic installations
and facilities on which the continuance and growth of an organization
or business depend, such as power plants, transportation systems, communications
systems, water supply; etc. Also, critical infrastructure includes those
systems and assets so vital to the nation that their incapacity or destruction
would have a debilitating impact on national security, national economic
security, and/or national public health or safety. |
Critical Infrastructure
Plan |
|
Critical Infrastructure Protection (CIP) |
Risk management actions
intended to prevent a threat from attempting to, or succeeding at, destroying
or incapacitating critical infrastructures. (FPC 65, PDD 63) See
Critical Infrastructure |
|
|
Cyber Incident Response Plan |
The Cyber Incident
Response Plan establishes procedures to address cyber attacks against
an organization’s IT system(s). These procedures are designed to enable
security personnel to identify, mitigate, and recover from malicious
computer incidents, such as unauthorized access to a system or data,
denial of service, or unauthorized changes to system hardware, software,
or data (e.g., malicious logic, such as a virus, worm, or Trojan horse).
This plan may be included among the appendices of the BCP. |
|
|
Damage Assessment |
Process of assessing
the amount of damage immediately following a crisis or disaster; evaluation
on damages to equipment, hardware, vital records, office facilities,
etc., and examination of what can be salvaged or restored and/or what
must be replaced. |
|
|
Data Mirroring |
The act of copying
data from one location to a storage device in real time. Because the
data is copied in real time, the information stored from the original
location is always an exact copy of the data from the production device.
Data mirroring is useful in the speedy recovery of critical data after
a disaster. Data mirroring can be implemented locally or offsite at
a completely different location. |
|
|
Data Transfer |
See: Electronic Vaulting |
|
|
Decision Support Portal (DSP) |
The DSP is a comprehensive
emergency management support tool. Capabilities include: tailored
desktops, document repository, calendar, geographical information system,
situation report capability, iJet advisory and travel intelligence integration,
integrated emergency broadcasting using SendWordNow, via a third-party
vendor. |
Decision Support
System |
|
Decision Support System (DSS) |
Management system
tool providing situation and awareness updates and status of threats,
incidents, and events, reporting enterprise-wide. The Decision Support
Portal (DSP), developed by Booz Allen Hamilton, has been implemented
and tailored for use at various agencies. |
Situation Awareness |
|
Delegation of Authority |
Predetermination of
authorities to implement policy and key decisions to ensure rapid response
to an emergency requiring COOP plan implementation (FPC 65). |
|
|
Deployment |
Mobilization, movement,
or relocation of essential personnel and transfer of operations to an
alternate site in order to manage the resumption of critical business
functions and processes. |
|
|
Deputy Incident Commander |
As a member of the
Incident Command Team, the Deputy Incident Commander, under the direction
of the Incident Commander, organizes and directs the Emergency Operations
Center (EOC); assumes interim command and responsibility of the Incident
Commander when the Incident Commander is not available; verifies execution
of the Incident Commander's directives; ensures that the personnel in
charge of functional units detail the activities of their section in
reports as necessary; reviews situation reports for completeness. |
|
|
Devolution |
The capability to
transfer authority and responsibility for essential functions from an
agency’s primary operating staff and facilities to other employees
and facilities, and to sustain that operational capacity for an extended
period. |
|
|
Disaster |
Any natural catastrophe
(e.g., hurricane, tornado, earthquake, etc.) regardless of cause; any
fire, flood, or explosion, causing extensive damage or loss; the inability
of an organization to provide critical business functions for a significant
period of time, typically necessitating deployment from primary to alternate
location. |
Crisis, Disruption,
Emergency |
|
Disaster Recovery Plan (DRP) |
A plan that applies
to major, usually catastrophic, events that deny access to the normal
facility for an extended period. Frequently, DRP refers to an IT-focused
plan designed to restore operability of the target system, application,
or computer facility at an alternate site after an emergency. The DRP
scope may overlap that of an IT contingency plan; however, the DRP is
narrower in scope and does not address minor disruptions that do not
require relocation. |
Information Technology
(IT) Disaster Recovery Plan |
|
Disaster Recovery Team |
See: Business Resumption
Team |
Business Recovery
Team |
|
Disruption |
An unplanned event
that causes the general system or major application to be inoperable
for an unacceptable length of time (e.g., minor or extended power outage,
extended unavailable network, or equipment or facility damage or destruction).
|
Crisis, Emergency,
Event |
|
Distributed System |
An interconnected
set of multiple autonomous processing elements, configured to exchange
and process data to complete a single business function. To the user,
a distributed system appears to be a single source. Distributed systems
use the client-server relationship model to make the application more
accessible to users in different locations. |
Server |
|
Distributive Adaptive Capacity
|
Distributing the ability
to adapt to any crisis throughout an enterprise, i.e., creating hubs,
networks, and nodes throughout an organization to enable all divisions
of an agency to maximize its ability to respond effectively to a crisis. |
|
|
Drill |
See: Exercise |
|
|
Electronic Vaulting |
Electronically forwarding
backup data to an offsite server or storage facility. Vaulting eliminates
the need for shipment and significantly shortens the time required to
move the data offsite. |
Vital Records,
Data Transfer |
|
Emergency |
A sudden, unexpected
event or crisis requiring immediate action due to potential threat to
human capital, the environment, or property. |
Crisis, Event,
Disaster |
|
Emergency Management |
Activities associated
with the development, coordination, and direction of all emergency-related
planning, preparedness, readiness assurance, response, and recovery
measures designed to protect people, assets, and programs and to ensure
the continuity of essential functions and facilities in the event of
an emergency or other national security-related contingency |
Contingency Planning |
|
Emergency Management Center (EMC) |
A site managed by
a team of trained personnel that, when activated during an event, will
be operational in exercising command and control activities during an
event. |
Warm Site |
|
Emergency Operations Center (EOC) |
A site from which
response teams/officials (municipal, county, state and federal) exercise
command and control in an emergency or disaster. |
|
|
Emergency Preparedness |
The discipline and
tools to facilitate an organization’s readiness to respond to an emergency
in a coordinated, timely, and effective manner. |
Emergency Response |
|
Enterprise Management |
The systemic understanding
and management of business operations within the context of the organization’s
culture, beliefs, mission, objectives and organizational structure.
Enterprise-wide programs and structures, including Business Crisis and
Continuity Management, should be aligned and integrated with overall
Enterprise Management. |
Business Crisis
and Continuity Management |
|
Environmental Sensing |
Continual monitoring
of the relevant internal and external business environment to detect,
communicate and initiate appropriate actions to prevent, prepare for,
respond to, recover, resume, restore and transition from a potential
or actual crisis event. |
|
|
Enterprise Resilience |
A state of balance
between efficiency and effectiveness. Resilience is in the people,
processes, technology, and infrastructure supporting enterprise-wide
mission-critical business processes. |
Mission
Assurance |
Emergency Response
|
Immediate reaction
to an incident or emergency to assess the damage or impact and to ascertain
the level of containment and control activity required. In addition
to addressing matters of life safety and evacuation, “response”
also addresses the policies, procedures, and actions to be implemented
in the event of an emergency. Also, the step or stage that immediately
follows a disaster event where actions begin as a result of the event
having occurred. |
Emergency Preparedness |
|
Essential Functions |
FPC 65 defines essential
functions as those that enable the Federal government to provide vital
services, exercise civil authority, maintain the safety and well being
of the general populace, and sustain the industrial/economic base in
an emergency. |
|
|
Evacuation Plan |
See: Occupational
Emergency Plan |
|
|
Exercise |
An activity to improve
team awareness and performance ability and instill collaborative decision-making;
a testing of organization’s plans and procedures. |
Drill, Tabletop
Exercise, Simulation, Mock Disaster |
|
Fault Tolerance |
The ability of a system
to respond gracefully to an unexpected hardware or software failure.
There are many levels of fault tolerance, the lowest being the ability
to continue operation in the event of a power failure. Many fault-tolerant
computer systems mirror all operations -- that is, every operation is
performed on two or more duplicate systems, so if one fails the other
can take over. |
Data Mirroring |
|
File Shadowing |
A technique that maintains
a replica of the database or file system by continuously capturing changes
to a log and applying the changes in the log to the replicating server.
|
Backups, Electronic
Vaulting |
|
General Support System
|
An interconnected
information resource under the same direct management control that shares
common functionality. It usually includes hardware, software, information,
data, applications, communications, facilities, and people and provides
support for a variety of users and/or applications. Individual applications
support different mission-related functions. Users may be from the same
or different organizations. |
|
|
Global Leadership Business Assurance
Team (GLBAT) |
The GLBAT provides
strategic guidance and authority for firm crisis management activities
to manage serious events and disruptions affecting single and/or multiple
Booz Allen offices. The GLBAT supports the CFBAT, regional teams,
and local crisis management teams. The GLBAT is chaired by the General
Counsel and includes the firm’s Treasurer, Chief Administrative Officer,
and Chief Human Resources Officer. |
|
|
Hazard or Threat Identification |
The process of identifying
situations or conditions with the potential to cause injury to people,
damage to property, or damage to the environment. |
Risk Identification,
Risk and Threat and Vulnerability Analysis |
|
High-Risk/High Vulnerability Area |
Area in which there
exists a potential high risk of impact to a densely populated area,
and has high impact and risk to critical infrastructure particularly
(e.g., susceptible to high-intensity earthquakes, floods, tsunamis,
or other disasters). |
|
|
Homeland Security Advisory System (HSAS) |
A threat condition/advisory
system that provides a comprehensive and effective means to disseminate
information and warnings regarding the potential risk of terrorist acts
to Federal, State, and local authorities and to the American people. |
|
|
Hot Site |
A fully operational
off-site data processing facility equipped with hardware and system
software to be used in the event of a disaster. An internal hot
site is a fully equipped processing site owned and operated by the organization.
A warm site is a partially equipped alternate site. |
|
|
Human Resources (HR) Coordinator |
As a member of the
Incident Command Team, the HR Coordinator performs human resources and
administrative functions in response to a crisis and provides resource
support to the CMT before and during a crisis, including providing the
manpower needed to respond to an incident. |
|
|
Imaging |
Imaging represents
another contingency solution. A standard desktop computer image can
be stored, and the corrupted computer can be reloaded. Imaging will
install the applications and setting stored in the image; however, all
data currently on the disk will be lost. Therefore, PC users should
be encouraged to back up their data files. Because disk images can be
large, dedicated storage, such as a server or server partition, may
need to be allocated for the disk images alone. |
|
|
Incident Command System (ICS) |
The combination of
facilities, equipment, personnel, procedures, and communications tools
operating within a common organizational structure used to manage assigned
resources to effectively accomplish stated objectives pertaining to
an incident. The ICS forms the basis for an effective emergency management
system for organizations of all sizes, all types of incidents and degrees
of severity; provides an escalation framework for managing information
technology, disaster recovery, and overall business resumption/continuity
operations; develops a “tiered” system activating organizational
layers when appropriate and utilized only as dictated by incident complexity;
creates clear lines and rules of authority, communication and planning
strategies to efficiently and effectively support a unified management
team.b
|
Unified Command
and Control |
|
Incident Command Team |
Personnel (e.g., financial,
logistics, operational) at the local, regional, or national office office,
who may, upon delegation of authority, activate a plan. |
|
|
Incident Commander |
Leads the local Incident
Command Team and reports up to senior management during a crisis; the
IC has authority to activate a plan. See Incident Command Team |
Deputy Incident
Commander |
|
Incident Management Plan (IMP) |
A plan of procedures
that will enable the control and coordination of all activities needed
to manage an incident throughout the incident life cycle under the ICS
system. |
Crisis Management
Plan, Incident Response Plan |
|
Incident Response |
The act of responding
to a disaster or other significant event that could significantly impact
an organization, its people, or its ability to function productively.
An incident response may include evacuation of a facility, initiating
a disaster recovery plan, performing damage assessment, and any other
measures necessary to bring an organization to a more stable status. |
|
|
Incident Response Plan |
The documentation
of a predetermined set of instructions or procedures to detect, respond
to, and limit consequences of a malicious cyber attacks against an organization’s
IT systems. |
|
|
Indications and Warning |
See: Threat; Single
Points of Failure |
|
|
Information Assurance |
Integrated information
technology security program that includes capabilities such as managing
data backup, classified document control and vital records. |
|
|
Information Technology (IT) System |
Any major application
or general support system identified by boundaries around a set of processes,
communications, storage and related architecture. |
|
Information Technology (IT) Contingency
Planning |
Refers to the dynamic
development of a coordinated recovery strategy for IT systems (major
application or general support system), operations, and data after a
disruption. Because an IT contingency plan should be developed
for each major application and general support system, multiple contingency
plans may be maintained within the organization’s BCP. |
IT Disaster Recovery
Plan, Disaster Recovery Plan, Business Impact Analysis, Contingency
Plan |
|
Integrated Risk Management |
An approach that addresses
risks – information, financial, personnel and operations – in an
integrated, uniform, and systematic manner across the enterprise. Risk
management provides a whole view of activities across an agency, moving
beyond stovepiped security. |
|
|
Integrated Security |
An integrated approach
combining the areas of Physical Security, Cyber and IT Security, and
Personnel Security. |
|
|
Integrated Test |
A test conducted on
multiple components of a plan, typically under simulated operating conditions. |
|
|
Interdependencies |
Identification of
those critical functions shared by agencies – both internal and external.
Each agency must provide a reciprocal arrangement to ensure that these
critical functions can be continued, and that the interdependency must
be accounted for in both COOP and BC plans. |
Risks |
|
Interim Site |
A temporary location
used to continue performing business functions after vacating a recovery
site and before the original or new home site can be occupied.
|
Staging Area |
|
Liaison/Information/ Communications Coordinator |
A member of Incident
Command Team, the Liaison / Information / Communications function is
a primary component of providing vital information to the ICS for appropriate
decision support and situational awareness, as well as synthesizing
data feeds to external points of contact. |
|
|
Lifecycle |
Duration of an event
from impact to resumption of normalized business operations. |
|
|
Local Area Network (LAN) |
Short distance network
used to connect terminals, computers, and peripherals under some standard
form, usually within one building or a group of buildings. A LAN does
not use public carriers to link its components, although it may have
a "gateway" outside the LAN that uses a public carrier. A
LAN is owned by a single organization; it can be as small as two PCs
attached to a single hub, or it may support hundreds of users and multiple
servers. |
|
|
Load Balancing |
Distributing processing
and communications activity evenly across a computer network so that
no single device is overwhelmed. Load balancing is especially important
for networks where it's difficult to predict the number of requests
that will be issued to a server. Busy Web sites typically employ two
or more Web servers in a load-balancing scheme. If one server starts
to get swamped, requests are forwarded to another server with more capacity.
Load balancing can also refer to the communications channels themselves. |
|
|
Local Crisis Management Team (CMT) |
The local CMT within
facilities is responsible for preparing for and managing events directly
affecting the local office and staff; and may initiate lead with response
to events with associated offices and clients. |
|
|
Loss |
Unrecoverable business
resources that are redirected or removed due to a disaster. Such losses
may include loss of life, revenue, market share, competitive stature,
public image, facilities, or operational capability. |
|
|
Maximum Allowable Outage |
See: Recovery
Time Objective |
|
Memorandum of Understanding
|
See: Consortium Agreement |
|
|
Mirror Site |
Fully redundant facilities
with full, real-time information mirroring. Mirrored sites are identical
to the primary site in all technical respects. These sites provide the
highest degree of availability because the data is processed and stored
at the primary and alternate site simultaneously. These sites typically
are designed, built, operated, and maintained by the organization.
|
Hot sites |
|
Mission Assurance |
The approach of implementing
a system consisting of plans, procedures, and capabilities, which when
integrated can enable an agency or organization (Federal) to ensure
continuation of essential functions, thus eliminating stovepiped processes.
|
Business Assurance |
Mission Assurance Governance Committee
(MAG-C) |
Working group represented
by senior executive members of Federal Government agencies whose mission
it is to determine and identify best practices to overcome the myriad
challenges faced by their respective organizations, to pool resources,
and to identify single points of failure so that in event of a disaster
there is a common answer to minimize impact (derived from the firm-hosted
Mission Assurance Summit Conference) |
|
|
Mission-Critical Application |
System applications
essential to the organization’s ability to perform necessary business
functions. A loss of mission-critical applications would have
a negative impact on the business, as well as legal or regulatory impacts. |
|
|
Mobile Site |
A self-contained,
transportable shell custom-fitted with the specific IT equipment and
telecommunications necessary to provide full recovery capabilities upon
notice of a significant disruption. |
|
|
Mock Disaster |
One method of exercising
teams in which participants are challenged to determine the actions
they would take in the event of a specific disaster scenario. Mock disasters
usually involve all, or most, of the applicable teams. Under the guidance
of exercise coordinators, the teams walk through the actions they would
take per their plans, or simulate performance of these actions. Teams
may be at a single exercise location, or at multiple locations, with
communication between teams simulating actual ‘disaster mode’ communications.
A mock disaster will typically operate on a compressed timeframe representing
many hours, or even days. |
Simulation Exercise,
Tabletop |
|
Network Outage |
An interruption in
system availability resulting from a communication failure affecting
a network of computer terminals, processors, and/or workstations. |
|
|
Normalization |
Operational activities
designed to return to business as usual either at the original or new
site. |
|
|
Notification |
See: Activation Phase,
Alert |
|
|
Occupational Emergency Plan (OEP) |
A plan of action to
prevent the loss of life and minimize injury and property damage; provides
procedures on how to respond to the protection of employees, i.e., evacuation
or shelter in place; defines roles, responsibilities and actions during
a crisis. An OEP provides directions for facility occupants to follow
in the event of an emergency situation that threatens the health and
safety of personnel, the environment, or property. |
Evacuation Plan,
Shelter in Place |
Offsite Storage Facility |
Alternate facility,
other than the main facility, where duplicated vital records and documentation
are kept. |
|
|
Operational Exercise |
A test or exercise
conducted on one or more components of a plan under actual operating
conditions. |
Drill, Simulation
Exercise, Tabletop |
|
Operational Resilience |
See: Mission Assurance,
Enterprise Resilience |
|
|
Order of Succession |
The order of succession
identifies personnel responsible to assume authority for executing the
contingency plan in the event the designated person is unavailable or
unable to do so. The Order of Succession includes provisions for implementation
and communication process to staff and others. |
|
Physical Security Plan |
Plan that identifies
vulnerabilities to facilities, personnel, operations, and resources
and recommends mitigation actions. |
|
Project Team |
Groups of people representing
key organizational areas that work together and follow documented responsibilities
for the design, development, and implementation of a business continuity
plan or suite of BCP plans. |
Working Groups |
|
Project Management |
Planning, organizing,
and managing tasks and resources to accomplish a defined objective,
usually under time and cost constraints. |
|
Redundant Array of Independent Disks
(RAID) |
A category of disk
drives that employ two or more drives in combination for fault tolerance
and performance. RAID disk drives are used frequently on servers but
are not generally necessary for personal computers. |
Fault Tolerance |
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Reciprocal Agreement |
Agreement between
two organizations with basically the same equipment that allows one
organization to process data for the other in case of disaster.
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Reconstitution Phase |
In the Reconstitution
Phase, recovery activities are terminated and normal operations are
transferred back to the organization’s facility. If the original facility
is unrecoverable, the activities in this phase can also be applied to
preparing a new facility to support system processing requirements.
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Restoration |
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Recovery Point Objective (RPO) |
The period of time
within which systems, applications, or functions must be recovered after
an outage (e.g., one business day). RPOs are often used as the basis
for the development of recovery strategies, and as a determinant as
to whether to implement recovery strategies during a disaster situation.
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Maximum Allowable
Downtime |
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Recovery Site |
See: Alternate Disaster
Recovery Site, Cold Site |
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Recovery Strategy |
An approach by an
organization that will ensure its recovery and continuity in the face
of a disaster or other major outage. Plans and methodologies are
determined by the organization’s strategy. There may be more
than one methodology or solution for an organization’s strategy.
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Recovery Time Objective (RTO) |
The maximum acceptable
length of time that can elapse before the lack of a business function
severely impacts the business entity. The RTO is comprised of two components:
the time before a disaster is declared, and the time to perform tasks
(documented in the disaster recovery plan) to the point of business
resumption. |
Maximum Allowable
Outage |
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Replication |
A common backup method
for portable computers. Handheld computers or laptops may be connected
to a PC and replicate the desired data from the portable system to the
desktop computer. With disk replication, recovery windows are
minimized because data is written to two different disks to ensure that
two valid copies of the data are always available.
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Restoration |
Process of planning
for and/or implementing procedures for the repair or relocation of the
primary site and its contents, and for the restoration of data and normal
operations at the primary site. Salvage and restoration is the process
of reclaiming or refurbishing computer hardware, vital records, office
facilities, etc. following a disaster. |
Salvage and Restoration,
Reconstitution, Business Resumption |
Risk |
The potential for
exposure to loss. Risks are man-made, political or natural. The
potential is usually measured by its probability in years. |
Threat, Vulnerability |
Risk Assessment |
Process of identifying
the risks to an organization, assessing the critical functions necessary
for an organization to continue business operations, defining the controls
in place to reduce organization exposure, and evaluating the cost for
such controls. Risk assessment often involves an evaluation of the probabilities
of a particular event. |
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Risk/ Threat/ Vulnerability Analysis
and Identification
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See: Hazard or Threat
Identification
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Risk Management |
The ongoing process
of assessing the risk to mission/business as part of the approach used
to determine adequate security for a system by analyzing the threats
and vulnerabilities and selecting appropriate, cost-effective controls
to achieve and maintain an acceptable level of risk. |
Risk, Risk Assessment,
Risk Mitigation |
Risk Mitigation |
Implementation of
measures to deter specific threats to the continuity of business operations,
and/or respond to any occurrence of such threats in a timely and appropriate
manner. |
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Salvage and Restoration |
See: Restoration |
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Security/Safety/Facilities Coordinator
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As a member of the
Incident Command Team, the Security/Safety/Facilities Coordinator will
anticipate the need for accumulation of equipment and supplies to facilitate
an immediate response to a request for logistical support. Additionally,
this Coordinator is responsible for maintaining a list of private vendors
that can provide logistical support, which includes the local alternate
operations site. |
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Server |
A computer or device
on a network that manages network resources. For example, a file server
is a computer and storage device dedicated to storing files. Any user
on the network can store files on the server. A print server is a computer
that manages one or more printers, and a network server is a computer
that manages network traffic. A database server is a computer system
that processes database queries. |
Distributed System |
Shelter in Place |
Emergency procedures
to stay in place when hazardous materials may have been released into
the atmosphere. Shelter-in-Place is an emergency response procedure
aimed to keep employees safe while remaining indoors. Employees
will be asked to remain in a selected interior room with no or few windows
and take refuge. Instructions are provided for durations of a
few hours, not days or weeks. |
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Simulation Exercise |
A method of exercising
teams in which participants perform some or all of their responsibilities
and activities in the event of plan activation. A simulation exercise
may involve one or more teams and are performed under conditions that
at least partially simulate “disaster mode.” The exercise
may be performed at the designated alternate location, typically using
only a partial recovery configuration. |
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Single Points of Failure (SPOF) |
Areas outlined in
a BCP identifying critical business processes and functions that would,
upon impact of a disaster, severely impair or destruct the ability of
an agency to resume operations. Interviews of stakeholders and examination
of priorities of critical business functions would need to be conducted
to determine SPOF analysis that map to critical business functions.
See: Business Impact Analysis |
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Situation Awareness |
Monitoring of all
potential crisis-inducing emergencies; notification of an alert or advisory
to executive leadership and senior management; collection and dissemination
of all event information, physical and cyber, to national and local
sites. |
Decision Support
System |
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Situation Report (SITREP) |
A written, detailed
account of an event or incident, which is distributed to those in the
organization having a need to know through the Decision Support Portal.
See Decision Support System |
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Staging Area |
A temporary location
for relocation until decision is made to deploy to alternate site or
return to original site; may be used to continue performing business
functions. A staging area is planned and scheduled in advance to minimize
disruption.
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Interim Site |
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Standard Operating Procedures (SOP) |
Step-by-step set of
instructions to an operator to carry out a process or function, or task
broken down into its most basic component parts. |
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Structured Walk-Through Exercise |
Simulated method used
to exercise or test a completed plan. Team members meet to verbally
walk through each step of the plan to confirm the plan effectiveness
and identify gaps, bottlenecks, or other plan weaknesses. Promotes quicker
response time and faster decision making skills. |
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Summit Series |
Sponsored by Booz
Allen Hamilton, the objective of the series is to facilitate the development
of a professional community of mission assurance practitioners. Summit
I and II were conducted in 2004. |
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Systems Development Life Cycle (SDLC) |
SDLC is the process
of developing information systems through initiation, development and
acquisition, implementation, and operation and maintenance. SDLC is
a systems approach to problem solving and is made up of several phases,
each comprised of multiple steps. Although contingency planning
is associated with activities occurring in the operation/maintenance
phase, contingency measures should be identified and integrated into
ALL phases of the SDLC. Incorporating contingency planning into the
SDLC reduces overall contingency planning costs, enhances contingency
capabilities, and reduces impacts to system operations when the contingency
plan is implemented. |
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Tabletop Exercise |
A tabletop exercise
is a specialized form of training that typically has the following characteristics:
Group Training - Train a group of persons who will need to work together
in an actual emergency or crisis; Scenario Based - The training seeks
to simulate realistically the types of events and problems that are
most likely to occur in an actual emergency or crisis; Role Based -
Each participant in the training exercise carries out or performs the
responsibilities of his or her actual job, office or position, or assumes
the role of another person; and Facilitated - The training is guided
by one or more facilitators or moderators, who lead the training, manage
the scenario, and provide real-time and post-training feed-back to the
participants. |
Exercise, Drill |
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Telecommunications |
Data transmitted by
electrical, optical, or acoustical means between separate processing
facilities. |
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Test Plan |
A document designed
to periodically exercise specific action tasks and procedures to ensure
viability in a real disaster or severe outage situation. |
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Threat |
Physical or cyber
event that causes a risk to become a loss. Environmental threats include
both natural disasters and aspects of adjacent and supporting infrastructure,
including power failures. Adversarial threats include criminal activity
(e.g., disgruntled and violent employees) and terrorism, focusing on
aspects of attack by internal and external criminal adversaries, and
domestic and international adversaries.
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Indications and
Warning, Single Points of Failure, Risk |
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Uninterruptible Power Supply (UPS) |
A backup supply that
provides continuous power to critical equipment in the event that commercial
power is lost.
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Vital Records |
Electronic and hardcopy
documents, references, and records that are required in support of essential
functions and must be preserved and available for retrieval for resumption
of business operations during a COOP situation. |
Offsite Storage
Facility, Essential Functions |
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Vital Records Management |
The management of
vital records through offsite storage facilities and establishing a
backup recovery system. |
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Vulnerability |
See: Threat, Risk |
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Warm Site |
Partially equipped
office space that contain some or all of the system hardware, software,
telecommunications, and power sources. The warm site is maintained in
an operational status ready to receive the relocated system. The site
may need to be prepared before receiving the system and recovery personnel.
In many cases, a warm site may serve as a normal operational facility
for another system or function, and in the event of contingency plan
activation, the normal activities are displaced temporarily to accommodate
the disrupted system. |
Emergency Management
Center, Alternate Site |
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Wide Area Network (WAN) |
Network linking metropolitan,
campus, or local area networks across greater distances; usually accomplished
using common carrier lines. |
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Working Groups |
See: Project Teams |
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Workaround Procedures |
Interim procedures
or contingencies that may be used by a business unit to enable it to
continue to perform its critical functions during temporary unavailability
of specific IT application systems, electronic or hard copy data, voice
or data communication systems, specialized equipment, office facilities,
personnel, or external services. |
Contingency Planning |